Gain an understanding of the requirements your organization needs to know to ensure compliance with the Sarbanes-Oxley Act.
Gain better insight on the requirements for your organization to ensure compliance with the Sarbanes-Oxley Act. The Sarbanes-Oxley Act continues to be the primary source of Federal corporate governance rules for public companies. The management and professional staff of public companies have a responsibility to assure compliance with Sarbanes-Oxley requirements. In addition, companies seeking to go public must rapidly become familiar with those requirements and begin the Sarbanes-Oxley process. This topic will give those persons tasked with corporate compliance a comprehensive overview of Sarbanes-Oxley, and this topic will help them to master the topic and understand the latest thinking in cost-effective compliance.
Learning Objectives
- You will be able to identify the responsibilities and duties of an Audit Committee.
- You will be able to identify the requirements to be an Audit Committee member.
- You will be able to differentiate between Internal controls designed to mitigate risks.
- You will be able to differentiate between the SOC reports.
Add to Wishlist
Credit
More Program Information
Why Lorman?
Over 37 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Agenda
Overview of the Sarbanes-Oxley Act
Board of Directors Requirements
- Audit Committee Independence
- Best Corporate Practices
CEO/CFO Certifications
- What Is Required?
- What Do They Mean?
- What Is the Executive's Exposure?
Internal Control Assessment and Reporting
- The Company's Assessment - What Is Required?
- Applying the COSO Framework
- Effective Risk Assessment
Add to Wishlist
Credit
More Program Information
Why Lorman?
Over 37 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Credits
OnDemand Course
This course was last reviewed on November 15, 2023.
Call 1-866-352-9540 for further credit information.
CPE/NASBA - QAS Self Study 2.6 including Business Law 2.6
- Noggin Guru, Inc. dba Lorman Education Services and BankersHub is registered with the National Association of State Boards of Accountancy (NASBA) as a QAS Self Study sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its web site: www.nasbaregistry.org. For more information regarding administrative policies such as complaint and refund, please contact our offices at 866-352-9539. CPE Credit: Maximum Credit Hours: 2.6 each session (based on a 50 minute credit hour). You must attend at least 50 minutes to obtain credit. Field of Study: Business Law for 2.6 hours. Prerequisite: basic knowledge of general accounting. Level of Knowledge: Intermediate. Teaching Method: Seminar/Lecture. Advance Preparation: None. Delivery Method: QAS Self Study. Please refer to the information in this advertisement for outline, course content and objectives. Upon completion of this course, you will receive a certificate of attendance. Final approval of a course for CPE credit belongs with each state's regulatory board.
Add to Wishlist
Credit
More Program Information
Why Lorman?
Over 37 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Faculty
Christopher J. Bonner, Esq.
Barclay Damon LLP
- Special Counsel to Barclay Damon LLP
- Practicing law in securities and transactional matters since 1980
- Advises public and private companies on securities and transactional matters and SEC compliance, including bank regulation at the corporate level, and securities compliance in municipal finance
- Frequent speaker on Sarbanes-Oxley, general securities law, and mergers and acquisitions
- Member, American Bar Association, Business Law Section and Tax Section
- Member, New York State Bar Association, Committee on Corporate Counsel, Committee on Tax, and Committee on Business Law
- J.D. Degree, Harvard Law School
- Can be contacted at (315) 425-2708 or [email protected]
Add to Wishlist
Credit
More Program Information
Why Lorman?
Over 37 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
All of your training, right here at Lorman.
Pay once and get a full year of unlimited training in any format, any time!
- OnDemand Courses
- Live Webinars
- MP3 Downloads
- Course Manuals
- Executive Reports
- White Papers and Articles
Additional benefits include:
- State Specific Credit Tracker
- All-Access Pass Course Concierge
Questions? Call 877-296-2169 to speak with a real person.
Access to all training products for one year
$699/year
Unlimited Lorman Training
With the All-Access Pass there is no guessing what you will need for your yearly training budget. $699 will cover all of your training needs for an entire year!
Easy Registrations
Once you purchase your All-Access Pass you will never be any further than one-click away from attending any Lorman training course.
Invest in Yourself
You haven't gotten to where you are professionally by luck alone; it's taken a lot of hard work and training. Invest in yourself with the All-Access Pass.
