Whistleblower tips are on the rise.
Are your clients compliant with the SEC’s whistleblower program rules? In the last several years many millions of dollars in sanctions and whistleblower awards have been handled by the SEC. This white paper reviews significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.
Agenda
Faculty
Bryan B. House
Foley & Lardner LLP
Bryan B. House is a partner with Foley & Lardner LLP and a member of the firm’s Securities Enforcement & Litigation and Government Enforcement Defense & Investigations Practices. He is the chair of the Milwaukee Litigation Department. Mr. House’s particular focus area is securities litigation, securities enforcement proceedings and whistleblower matters.
Courtney Worcester
Foley & Lardner LLP
Courtney Worcester is a partner and litigation lawyer in the Boston office of Foley & Lardner LLP. Her practice focuses on complex commercial litigation involving corporations, venture capital and private equity firms, financial institutions and their directors and officers. She has represented clients in corporate governance, federal securities and shareholder litigation matters, including federal securities and consumer class actions, stockholder derivative litigations, and internal corporate investigations. In addition, she is experienced in diverse commercial litigation matters, ranging from contractual disputes to the protection of trade secrets, unfair competition, and other business torts. She is a member of the firm's Securities Enforcement & Litigation, Private Equity & Venture Capital and Business Litigation & Dispute Resolution Practices.
Lisa M. Noller
Foley & Lardner LLP
Lisa Noller is a trial lawyer and investigator with Foley & Lardner LLP, where she is chair of the Government Enforcement Defense & Investigations Practice. She has spent over 20 years investigating, litigating and trying complex criminal and civil cases, responding to government investigations, conducting corporate internal investigations, and persuading the government not to pursue clients. As a member of the American College of Trial Lawyers, Ms. Noller has been recognized for her trial success in a wide variety of over 30 civil and criminal matters in state and federal courts. She represents companies and individuals in parallel civil and criminal proceedings initiated by government agencies for alleged wrongdoing, and proactively counsels clients in enforcement and other litigation matters. She is a member of the firm’s national management committee, as well as a member of the firm's Business Litigation & Dispute Resolution and Securities Enforcement & Litigation Practices as well as the Health Care, Medical Devices, Life Sciences, and Food & Beverage Industry Teams.
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