Gain a better understanding of suspicious activity reporting and the bounds of SAR confidentiality.
Many persons involved in lending arrangements may not fully understand whether the arrangement is subject to anti-money laundering (AML) compliance requirements, including the need to file suspicious activity reports (SARs) with the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN), what is required to be reported on SARs, how they are filed with FinCEN, and why they need to be kept confidential. This presentation will help those involved in lending arrangements understand the federal anti-money laundering (AML) compliance requirements applicable to their business, with a particular focus on suspicious activity reporting and the bounds of SAR confidentiality.
Agenda
Faculty
Melissa G. R. Goldstein
Schulte Roth & Zabel
- Partner, Schulte, Roth & Zabel LLP
- Advises banks, broker-dealers, investment advisers, funds, insurance companies, and money services businesses, including those involved in global e-commerce and virtual currency, on the anti-money laundering and sanctions regulations, rules, and related issues governing their investment and business activities
- Expertise with issues arising out of the USA PATRIOT Act, as amended by the Bank Secrecy Act
- Frequent speaker on anti-money laundering-related issues
- Previous attorney-advisor with the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN), where she assisted in the development of anti-money laundering regulations and guidance and served as counsel on enforcement actions involving issues such as failure to implement and maintain an adequate anti-money laundering compliance program, failure to register as a money services business, and failure to maintain the confidentiality of suspicious activity reports
- J.D. degree, Fordham University School of Law; B.S. degree, with honors, Cornell University
- Can be contacted at 202-729-7471 or [email protected]
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